Quy định hạn chế đầu tư đối với CTCK

by finandlife05/06/2017 15:48

 

Không được đầu tư vào bds, từ trường hợp trụ sở làm việc nhưng <=50%*TTS

Đầu tư <=70% VCSH vào chứng khoán

Đầu tư <= 20% VCSH vào công ty chưa niêm yết

Đầu tư <=20% 1 tổ chức NY

Đầu tư <=15% 1 tổ chức chưa NY

Đầu tư <=10% 1 Cty TNHH hoặc một dự án kinh doanh

Không được mua cp cty mẹ, trừ trường hợp mua cp lô lẻ theo yêu cầu KH

Không được cùng người liên quan mua >=5% VĐL Cty ck khác

 

FINANDLIFE

Tags:

StockAdvisory

DISCLAIMER

I am currently serving as an Investment Manager at Vietcap Securities JSC, leveraging 16 years of experience in investment analysis. My journey began as a junior analyst at a fund in 2007, allowing me to cultivate a profound understanding of Vietnam's macroeconomics, conduct meticulous equity research, and actively pursue lucrative investment opportunities. Furthermore, I hold the position of Head of Derivatives, equipped with extensive knowledge and expertise in derivatives, ETFs, and CWs.

 

To document my insights and share personal perspectives, I maintain a private blog where I store valuable information. However, it is essential to acknowledge that the content provided on my blog is solely based on my own opinions and does not carry a guarantee of certainty. Consequently, I cannot assume responsibility for any trading or investing activities carried out based on the information shared. Nonetheless, I wholeheartedly welcome any questions or inquiries you may have. You can contact me via email at thuong.huynhngoc@gmail.com.

 

Thank you for your understanding, and I eagerly anticipate engaging with you on topics concerning investments and finance.

Designed by: Nguyễn Chí Hiếu